by: Grow VC Group
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On February 25th Crowd Valley’s CTO, Paul Higgins took part in a panel discussion hosted by BrightTALK entitled ‘How Regtech can hep with Know-Your-Customer and Data Sharing Challenges’.

​Online finance marketplaces operate in an environment of heavy regulations that can include requirements for:

  • financial promotions and marketing of private securities;
  • identifiable consumer data and PCI compliance;
  • investor accreditation and eligibility;
  • Know Your Customer (KYC); and
  • Anti Money Laundering (AML).

The KYC/AML process itself must take into account:

  1. The regulatory requirements for your platform’s users: what information do you need to collect in order to satisfy your compliance obligations?
  2. Your business requirements: what do you need to collect in order to make the platform work in the correct way? How do you want to be able to segment or categorize your users?
  3. Your UX requirements: what information are your users likely to be willing to provide at each stage in the process?

The webinar discussed these points in the context of a couple of case studies from Crowd Valley’s customer base, illustrating how to convert a compliance process flow-chart into an online user experience by building on top of the Crowd Valley API.

The full article, slides, and webinar recording on Crowd Valley Blog.

Crowd Valley KYC


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Grow VC Group The Grow VC Group is the world leading, global pioneer of securities crowd funding, peer to peer marketplaces, new investment models and global business development. Established in 2009, the Group has developed new investment models on six continents and continues to innovate the global market.

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This entry was posted on Wednesday, March 9th, 2016 at 3:00 pm and is filed under Business Education, Business Updates. You can follow any responses to this entry through the RSS 2.0 feed. Responses are currently closed, but you can trackback from your own site.